Factory Physics Inc. v. Vertical Axis
Inc.
Claim Number: FA0212000135047
PARTIES
Complainant
is Factory Physics, Inc., College
Station, TX, USA (“Complainant”) represented by Mark L. Spearman of Factory
Physics, Inc. Respondent is Vertical Axis, Inc., Central, Hong Kong, CHINA (“Respondent”).
REGISTRAR AND DISPUTED DOMAIN NAME
The
domain name at issue is <factoryphysics.com>,
registered with IA Registry.com.
PANEL
The
undersigned certifies that she has acted independently and impartially and that
to the best of her knowledge she has no known conflict in serving as Panelist
in this proceeding. Hon. Carolyn Marks Johnson sits as Panelist.
PROCEDURAL HISTORY
Complainant
submitted a Complaint to the National Arbitration Forum (the “Forum”) electronically
on November 29, 2002; the Forum received a hard copy of the Complaint on December
9, 2002.
On
December 2, 2002, IA Registry.com confirmed by e-mail to the Forum that the
domain name <factoryphysics.com>
is registered with IA Registry.com and that Respondent is the current
registrant of the name. IA Registry.com has verified that Respondent is bound
by the IA Registry.com registration agreement and has thereby agreed to resolve
domain-name disputes brought by third parties in accordance with ICANN’s
Uniform Domain Name Dispute Resolution Policy (the “Policy”).
On
December 17, 2002, a Notification of Complaint and Commencement of
Administrative Proceeding (the “Commencement Notification”), setting a deadline
of January 6, 2002 by which Respondent could file a Response to the Complaint,
was transmitted to Respondent via e-mail, post and fax, to all entities and
persons listed on Respondent’s registration as technical, administrative and
billing contacts, and to postmaster@factoryphysics.com by e-mail.
Having
received no Response from Respondent, using the same contact details and
methods as were used for the Commencement Notification, the Forum transmitted
to the parties a Notification of Respondent Default.
On
January 14, 2003, pursuant to Complainant’s request to have the dispute decided
by a single-member Panel, the Forum appointed Hon. Carolyn Marks Johnson as
Panelist.
Having
reviewed the communications records, the Administrative Panel (the “Panel”)
finds that the Forum has discharged its responsibility under Paragraph 2(a) of
the Rules for Uniform Domain Name Dispute Resolution Policy (the “Rules”) “to
employ reasonably available means calculated to achieve actual notice to
Respondent.” Therefore, the Panel may
issue its decision based on the documents submitted and in accordance with the
ICANN Policy, ICANN Rules, the Forum’s Supplemental Rules and any rules and
principles of law that the Panel deems applicable, without the benefit of any
Response from Respondent.
RELIEF SOUGHT
Complainant
requests that the domain name be transferred from Respondent to Complainant.
PARTIES’ CONTENTIONS
A. Complainant makes the following
assertions:
1.
Respondent’s <factoryphysics.com> domain name is confusingly similar to
Complainant’s FACTORY PHYSICS mark.
2. Respondent has no rights or legitimate interests
in the <factoryphysics.com> domain name.
3. Respondent registered and used the <factoryphysics.com>
domain name in bad faith.
B. Respondent failed to submit a Response in
this proceeding.
FINDINGS
Complainant, Factory Physics Inc., has
established in this proceeding that it holds rights in the service mark FACTORY
PHYSICS, U.S. Reg. No. 2,504,746. This mark was registered on the Principal
Register of the United States Patent and Trademark Office (“USPTO”) on November
6, 2001, and first used in commerce in September of 1995.
The FACTORY PHYSICS mark was coined by
the president of Complainant while he was a professor at Northwestern
University. It was used as the title of the book Factory Physics: Foundations
of Manufacturing Management, co-written by Wallace J.Hopp and Mark L.
Spearman. The FACTORY PHYSICS term is used to denote the flow of products
through a manufacturing process. The term is also the name of Complainant’s
consultation, training, and software development company, which uses the ideas
conveyed by the FACTORY PHYSICS mark.
Respondent, Vertical Axis Inc.,
registered the <factoryphysics.com>
on November 13, 2001, but is not
licensed or authorized by Complainant to use the FACTORY PHYSICS mark for any
purpose. Respondent’s website contains a series of links to terms that are
similar to Complainant’s mark and two “pop-up” advertisements. The website also
notes that the website is “Planned for Development” and that the domain name
registration is “for sale at Onbid.com.” The Panel notes that Respondent has
been brought before previous Panels for nearly identical behavior.
DISCUSSION
Paragraph 15(a) of the Rules instructs this Panel to
“decide a complaint on the basis of the statements and documents submitted in
accordance with the Policy, these Rules and any rules and principles of law
that it deems applicable.”
In view
of Respondent's failure to submit a Response, the Panel shall decide this
administrative proceeding on the basis of Complainant's undisputed
representations pursuant to paragraphs 5(e), 14(a) and 15(a) of the Rules and
will draw such inferences as the Panel considers appropriate pursuant to
paragraph 14(b) of the Rules.
Paragraph
4(a) of the Policy requires that Complainant must prove each of the following
three elements to obtain an order that a domain name should be cancelled or
transferred:
(1) the domain name registered by Respondent
is identical or confusingly similar to a trademark or service mark in which
Complainant has rights; and
(2)
Respondent has no rights or legitimate interests in respect of the domain name;
and
(3)
the domain name has been registered and is being used in bad faith.
Identical to and/or Confusingly Similar
Complainant has established rights in the
FACTORY PHYSICS mark through registration on the Principal Register of the
USPTO prior to Respondent’s registration of the disputed domain name, as well
as through continuous use of the mark.
Respondent’s <factoryphysics.com> domain
name is identical to Complainant’s FACTORY PHYSICS mark. The only distinction
between the disputed domain name and Complainant’s mark is the elimination of
the space between the words FACTORY and PHYSICS and the addition of the
top-level domain “.com” after Complainant’s mark. Neither change is relevant to
the Panel in determining whether the domain name is identical to Complainant’s
mark under Policy ¶ 4(a)(i), as both differences are the result of the
standardized nature of domain names and not changes that assist Respondent in
defeating a claim that the domain name is identical or confusingly similar. See
Hannover Ruckversicherungs-AG v. Ryu, FA 102724 (Nat. Arb.
Forum Jan. 7, 2002) (finding <hannoverre.com> identical to HANNOVER RE,
“as spaces are impermissible in domain names and a generic top-level domain
such as ‘.com’ or ‘.net’ is required in domain names”); see also
Entrepreneur Media, Inc. v. Smith, 279 F.3d 1135, 1146 (9th Cir. Feb.
11, 2002) (“Internet users searching for a company’s [w]ebsite . . . assume, as
a rule of thumb, that the domain name of a particular company will be the
company name [or trademark] followed by ‘.com.’”).
The Panel notes that a term is generally
not viable for registration if it is “merely descriptive” when applied to the
goods of the applicant. However, an exception is made for terms that, although
merely descriptive, have become “distinctive of the applicant’s goods in
commerce.” If such “secondary meaning” is shown, the mark may be registered. See
15 U.S.C. § 1052(e)-(f); Lanham Act § 2(f). Complainant’s mark consists of
two descriptive words that Complainant coined to describe a specific process.
Complainant has shown sufficient secondary meaning associated with its mark to
remove the <factoryphysics.com> domain name from being so generic as to be
available on a “first come, first served” basis for any Registrant.
Accordingly, the Panel finds that the <factoryphysics.com> domain name is identical to Complainant’s
FACTORY PHYSICS mark under Policy ¶ 4(a)(i).
Rights to or Legitimate Interests
While the burden of proving each element
under Policy ¶ 4(a) initially lies upon Complainant, the Panel will
nevertheless consider Respondent’s lack of a response to the Complaint as
evidence that it lacks rights and legitimate interests in the <factoryphysics.com> domain name under Policy ¶ 4(a)(ii). See Parfums Christian Dior v. QTR Corp.,
D2000-0023 (WIPO Mar. 9, 2000) (finding that by not submitting a Response,
Respondent failed to invoke any circumstance that could demonstrate rights or
legitimate interests in the domain name); see also BIC Deutschland GmbH & Co. KG v. Tweed,
D2000-0418 (WIPO June 20, 2000) (“By not submitting a response, Respondent has
failed to invoke any circumstance which could demonstrate, pursuant to ¶ 4(c)
of the Policy, any rights or legitimate interests in the domain name”).
To meet its
burden under Policy ¶ 4(a)(ii), Complainant can show that none of the elements
listed in Policy ¶ 4(c)(i)-(iii) are applicable to Respondent, thus shifting
its burden. At that point, Respondent’s lack of a response will result in its
inability to meet its burden, compelling a finding for Complainant. See Do The Hustle, LLC v. Tropic Web, D2000-0624 (WIPO Aug. 21, 2000)
(finding that once Complainant asserts that Respondent has no rights or
legitimate interests in respect of the domain, the burden shifts to Respondent
to provide credible evidence that substantiates its claim of rights and
legitimate interests in the domain name); see also G.D. Searle v. Martin
Mktg., FA 118277 (Nat. Arb. Forum Oct. 1, 2002) (holding where Complainant
asserts that Respondent has no rights or legitimate interests relative to the
domain name, it is incumbent on Respondent to come forward with concrete
evidence rebutting this assertion because this information is “uniquely within
the knowledge and control of the respondent”).
Respondent has posted nominal content at
the <factoryphysics.com> domain name, mainly consisting of links
associated with the FACTORY PHYSICS mark. Other than these links, Respondent’s
website contains no original content, only noting that the website is “Planned
for Development.” It also states that the domain name is for sale and takes
advantage of Complainant’s mark to dupe Internet users into viewing two pop-up
advertisements. None of these facts evidence a bona fide offering of goods or
services as contemplated by Policy ¶ 4(c)(i) and they do not evidence a
legitimate noncommercial or fair use of the domain name pursuant to Policy ¶
4(c)(iii). Complainant has shown that both of these Policy provisions do not
apply to Respondent. See Computer
Doctor Franchise Sys., Inc. v. Computer Doctor, FA 95396 (Nat. Arb. Forum
Sept. 8, 2000) (finding that the Respondent’s website, which is blank but for
links to other websites, is not a legitimate use of the domain names); see
also Wal-Mart Stores, Inc. v. Stork,
D2000-0628 (WIPO Aug. 11, 2000) (finding Respondent’s conduct purporting to
sell the domain name suggests it has no legitimate use); see also FAO Schwarz v. Zuccarini, FA 95828 (Nat.
Arb. Forum Dec. 1, 2000) (finding no rights or legitimate interests in the
domain names <faoscwartz.com>, <foaschwartz.com>,
<faoshwartz.com>, and <faoswartz.com> where Respondent was using
these domain names to link to an advertising website).
Respondent’s contact information lists
its name as “Vertical Axis Inc.,” and nothing on its website mentions the
FACTORY PHYSICS mark. Without a Response to rely upon, the Panel infers that
Respondent was not “commonly known by” the name FACTORYPHYSICS or <factoryphysics.com> prior to registration of the domain name and
does not qualify for the protection of Policy ¶4(c)(ii). See RMO,
Inc. v. Burbridge, FA 96949 (Nat. Arb. Forum May 16, 2001) (Interpreting
Policy ¶ 4(c)(ii) "to require a showing that one has been commonly known
by the domain name prior to registration of the domain name to prevail"); see
also Gallup Inc. v. Amish Country
Store, FA 96209 (Nat. Arb. Forum Jan. 23, 2001) (finding that Respondent
does not have rights in a domain name when Respondent is not known by the
mark).
Complainant made an uncontested prima
facie case against Respondent and the Panel finds that Respondent does not
have rights or legitimate interests in the <factoryphysics.com>
domain name under Policy ¶
4(a)(ii).
Registration and Use in Bad Faith
Respondent’s <factoryphysics.com>
domain name is identical to Complainant’s FACTORY PHYSICS mark, creating a
likelihood of confusion in the minds of Internet users as to the source or
sponsorship of the disputed domain name. The fact that Respondent’s website
contains both static and “pop-up” advertisements permits the Panel to infer
that Respondent is realizing a profit from the operation of its domain name. In
capitalizing on Complainant’s mark for commercial gain, Respondent’s actions
equate to bad faith use and registration of a domain name pursuant to Policy ¶
4(b)(iv). See Bama Rags,
Inc. v. Zuccarini, FA 94380 (Nat. Arb. Forum May 8, 2000) (finding bad
faith where Respondent attracted users to advertisements); see also ESPN, Inc. v. Ballerini, FA 95410 (Nat.
Arb. Forum Sept. 15, 2000) (finding bad faith where Respondent linked a domain
name to another website and presumably received a portion of the website’s
advertising revenue by directing Internet traffic to the site, thus using a
domain name to attract Internet users for commercial gain).
Complainant has also pointed out that
Respondent has been found to be in violation of the UDRP on other occasions. See Harvey Casino Resorts v. Vertical Axis,
Inc. FA 117320 (Nat. Arb.
Forum Oct. 10, 2002) (finding that Respondent’s use of a confusingly similar
domain name to attract Internet users to pop-up advertising evidenced bad faith
use and registration); see also MBNA America Bank, N.A. v.
Vertical Axis, Inc., FA 133632 (Nat. Arb. Forum Jan. 6, 2003) (finding for
Complainant on facts similar to those above). The Panel notes that Respondent
registered the domain name in the Harvey Casino Resorts case on the same
day that it registered the infringing domain name in this dispute. The Panel
concludes that Respondent’s bad faith pattern of registering infringing domain
names violates Policy ¶ 4(b)(ii) and supports findings of bad faith use and
registration of the <factoryphysics.com>
domain name. See Harcourt, Inc. v. Fadness, FA 95247
(Nat. Arb. Forum Sept. 8, 2000) (finding that one instance of registration of
several infringing domain names satisfies the burden imposed by the Policy ¶
4(b)(ii)); see also Encyclopaedia
Britannica Inc. v. Shedon.com, D2000-0753 (Sept. 6, 2000) (finding bad
faith where Respondent engaged in the practice of registering domain names
containing the trademarks of others).
Accordingly, the Panel finds that
Respondent registered and used the <factoryphysics.com>
domain name in bad faith, and that
Policy ¶ 4(a)(iii) is satisfied.
DECISION
Having established all three elements
under ICANN Policy, the Panel concludes that relief shall be hereby GRANTED.
Accordingly, it is Ordered that the <factoryphysics.com> domain name be TRANSFERRED from Respondent
to Complainant.
Hon. Carolyn Marks
Johnson, Panelist
Dated: January 28, 2003.
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